The Commission has taken a major step in the restructuring of the European Innovation Council (EIC) Fund with the...
Archive for category: IOR News
Promoting and Developing the Discipline of Operational Risk Management
Read the latest news from the Institute
Paul Saunders, CMIRM, appointed as the new Chair of the IRM’s Operational Risk Group
Barry Disley, , IOR News, 0Paul Saunders, CMIRM, founding owner/Managing Director of GDFM Consulting has been appointed as the new Chair of the IRM’s Operational...
StrategicRISK and the Institute of Risk Management are delighted to be working in partnership to deliver a new series of events...
About the book Threats to an organization’s operations, such as fraud, IT disruption or poorly designed products, could result...
Institute of Risk Management (IRM) publishes Climate Change Risk Management Framework & Guidance one month ahead of COP26
Barry Disley, , IOR News, 0This is the first time the IRM has published a guidance report focused solely on climate change for risk...
IOR releases Sound Practice Guides in German
Victoria Robinson, , German Chapter, IOR News, Publications, 0These guides are part of a series of updated Sound Practice Guidance (SPG’s) documents for risk managers, designed to...
These guides are part of a series of updated Sound Practice Guidance (SPG’s) documents for risk managers, designed to...
CORM is a solid training program that covers the fundamentals of operational risk in a non-complex way
Victoria Robinson, , IOR News, 0Ellen Appiah CIOR Operational Risk Manager ABN AMRO Bank, The Netherlands We talk to students/members about their experiences of...
The Institute of Operational Risk is delighted to be able to offer holders of the Certificate in Operational Risk...
First regulator formally acknowledges Institute of Operational Risk Certificate
Victoria Robinson, , Hong Kong Chapter, IOR News, 0Hong Kong Monetary Authority (HKMA) includes the Certificate in Operational Risk (CORM) in its Enhanced Competency Framework for Operational...
Finextra Research Headlines
- SEC doles out more messaging violation fines September 29, 2023The Securities and Exchange Commission today announced charges against five broker-dealers, three dually registered broker-dealers and investment advisers, and two affiliated investment advisers for widespread and longstanding failures to maintain and preserve electronic communications.
- FCA calls for era of “new enlightenment” for financial inclusion September 29, 2023At the Scottish Financial Enterprise: Extending Financial Inclusion event in Glasgow this afternoon, CEO of the Financial Conduct Authority (FCA) Nikhil Rathi delivered a speech on how the regulator plans to implement policies to include the financially excluded in the current cost of living crisis, calling it “a new enlightenment” for financial inclusion.
- WFE's regulatory affairs head on the risks of unregulated crypto-trading platforms September 29, 2023“Using the term exchange can be misleading if you’re not doing these things,” said Richard Metcalfe, head of regulatory affairs at the World Federation of Exchanges (WFE) when speaking to Finextra after laying out their six recommendations for regulators and crypto trading platforms.
- Zumo first to conform to FCA’s tech-based crypto promotion rules September 29, 2023Zumo has become the first digital asset platform to integrate tech-based requirements of the Financial Conduct Authority’s (FCA’s) new financial promotions regime for cryptoasset firms.
- Collaboration to Overcome Fragmentation September 29, 2023At Sibos 2023, Stephen Grainger, Chief Executive, Americas & U.K. Region, Swift, discusses how collaborating on standardization, interoperability, and cross-border payments are pushing the financial community to evolve.